Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 6-K
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REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of November 2019
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Commission File Number: 001-38067
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Verona Pharma plc
(Translation of registrant's name into English)
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3 More London Riverside
London SE1 2RE UK
+44 203 283 4200
(Address of principal executive office)
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Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
INFORMATION CONTAINED IN THIS REPORT ON FORM 6-K
On November 14, 2019, Verona Pharma plc (the "Company") issued a press release reporting the purchase of shares by Dr. David Ebsworth, Chairman of the Company (the Person Discharging Managerial Responsibilities ("PDMR") announcement, the ("PDMR Announcement")).
The PDMR Announcement is furnished herewith as Exhibit 1 to this Report on Form 6-K.
EXHIBIT INDEX
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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| VERONA PHARMA PLC |
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Date: November 22, 2019 | | | By: | | /s/ Claire Poll |
| | | | | Name: | | Claire Poll |
| | | | | Title: | | Legal Counsel |
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Exhibit
Verona Pharma plc
PDMR Dealing
November 14, 2019, LONDON - Verona Pharma plc (AIM:VRP) (Nasdaq:VRNA) (“Verona Pharma”), a clinical-stage biopharmaceutical company focused on respiratory diseases, announces that Dr. David Ebsworth, Chairman of the Company, has notified the Company that he has purchased a further 75,000 ordinary shares of 5 pence each in the Company (“Ordinary Shares”) at a total purchase price of £32,500, at prices between 42 and 45 pence per Ordinary Share and an average price of 43.33 pence.
Following the purchases, Dr. Ebsworth will have an interest in the Company of 370,387 Ordinary Shares, representing 0.35% of the Company’s issued share capital.
Further information is provided below in accordance with the requirements of the EU Market Abuse Regulation.
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1 | Details of the person discharging managerial responsibilities/person closely associated |
a) | Name | David Ebsworth |
2 | Reason for the notification |
a) | Position/status | Chairman |
b) | Initial notification/Amendment | Initial notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) | Name | Verona Pharma plc |
b) | LEI | 213800EVI6O6J3TIAL06 |
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4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of 5 pence each GB00BYW2KH80 |
b) | Nature of the transaction | David Ebsworth purchased 75,000 Ordinary Shares |
c) | Price(s) and volume(s) | Date | Price(s) | Volume(s) |
| | 11 November 2019 | 42 pence | 25,000 |
| | 12 November 2019 | 43 pence | 25,000 |
| | 13 November 2019 | 45 pence | 25,000 |
d) | Aggregated information - Aggregated volume - Price | 75,000 shares
43.33 |
e) | Date of the transaction | As per 4 (c) above |
f) | Place of the transaction | London Stock Exchange, AIM |
For further information, please contact:
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Verona Pharma plc | Tel: +44 (0)20 3283 4200 |
Jan-Anders Karlsson, Chief Executive Officer Victoria Stewart, Director of Communications | info@veronapharma.com |
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N+1 Singer (Nominated Adviser and UK Broker) | Tel: +44 (0)20 3283 4200 |
Aubrey Powell / George Tzimas (Corporate Finance) Mia Gardner (Corporate Broking) | |